Code-as-Auditor: Executable Compliance Reasoning via Regulation-to-Code
Quick summary
arXiv:2609.19199v1 Announce Type: cross Abstract: Large Language Models (LLMs) are increasingly adopted for compliance and legal reasoning tasks, yet their outputs often lack explicit grounding in legal logic and evidence. We present Code-as-Auditor, an LLM-based framework that extends the model's reasoning capability toward structured and evidence-grounded compliance assessment. The framework translates regulatory information into (1) formalized checklists and executable decision trees, encoding regulations and conditions as interpretable code structures. During inference, each checklist item
Key takeaways
- arXiv:2609.19199v1 Announce Type: cross Abstract: Large Language Models (LLMs) are increasingly adopted for compliance and legal reasoning tasks, yet their outputs often lack explicit grounding in legal logic and evidence.
- We present Code-as-Auditor, an LLM-based framework that extends the model's reasoning capability toward structured and evidence-grounded compliance assessment.
- The framework translates regulatory information into (1) formalized checklists and executable decision trees, encoding regulations and conditions as interpretable code structures.
Why it matters
“Code-as-Auditor: Executable Compliance Reasoning via Regulation-to-Code” may affect what data AI products can use and where accountability sits. Product teams should watch compliance duties, rights holders should watch enforcement, and users should watch transparency and appeal mechanisms.

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